Philip McCabe - 15 Dec 2023 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
EVP - Head of Investment Mgr
Signature
/s/ Philip N. McCabe, by John Munch, attorney in fact
Issuer symbol
SEIC
Transactions as of
15 Dec 2023
Net transactions value
$0
Form type
4
Filing time
19 Dec 2023, 17:35:51 UTC
Previous filing
30 Oct 2023
Next filing
30 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Award +4,000 +14% 33,044 15 Dec 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Award +12,500 12,500 15 Dec 2023 Common Stock 12,500 $62.00 Direct F2, F3
transaction SEIC Option to Purchase Common Stock Award +12,500 12,500 15 Dec 2023 Common Stock 12,500 $62.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units subject to vesting.
F2 Received as employment compensation.
F3 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.