Eric Schlorff - 29 Nov 2023 Form 4 Insider Report for SeaStar Medical Holding Corp (ICU)

Role: Chief Executive Officer, Director
Signature: /s/ Eric Schlorff
Issuer symbol: ICU
Transactions as of: 29 Nov 2023
Net transactions value: $0
Form type: 4
Filing time: 29 Nov 2023, 16:15:25 UTC
Previous filing: 19 Sep 2023
Next filing: 19 Nov 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ICU	Common Stock, par value $0.0001 per share	Award	$0	+60,248	+7.7%	$0.000000	837,823	29 Nov 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ICU	Stock Option (Right to Buy)						99,724	29 Nov 2023	Common Stock	99,724	$1.84	Direct	F2
holding	ICU	Stock Option (Right to Buy)						17,986	29 Nov 2023	Common Stock	17,986	$10.00	Direct	F3
holding	ICU	Stock Option (Right to Buy)						83,985	29 Nov 2023	Common Stock	83,985	$0.5300	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee.
F2	All options reported herein will vest, subject to continued service, on April 6, 2024, the first anniversary of the date of grant.
F3	These options are fully vested.
F4	The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from February 20, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from February 20, 2021.