Eric Schlorff - Nov 29, 2023 Form 4 Insider Report for SeaStar Medical Holding Corp (ICU)

Role: Chief Executive Officer, Director
Signature: /s/ Eric Schlorff
Stock symbol: ICU
Transactions as of: Nov 29, 2023
Transactions value $: $0
Form type: 4
Date filed: 11/29/2023, 04:15 PM
Previous filing: Sep 19, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ICU	Common Stock, par value $0.0001 per share	Award	$0	+60.2K	+7.75%	$0.00	838K	Nov 29, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ICU	Stock Option (Right to Buy)						99.7K	Nov 29, 2023	Common Stock	99.7K	$1.84	Direct	F2
holding	ICU	Stock Option (Right to Buy)						18K	Nov 29, 2023	Common Stock	18K	$10.00	Direct	F3
holding	ICU	Stock Option (Right to Buy)						84K	Nov 29, 2023	Common Stock	84K	$0.53	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee.
F2	All options reported herein will vest, subject to continued service, on April 6, 2024, the first anniversary of the date of grant.
F3	These options are fully vested.
F4	The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from February 20, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from February 20, 2021.