Kevin Chung - 31 Aug 2023 Form 4/A - Amendment Insider Report for SeaStar Medical Holding Corp (ICU)

Signature
/s/ Eric Schlorff, as attorney-in-fact
Issuer symbol
ICU
Transactions as of
31 Aug 2023
Net transactions value
$0
Form type
4/A - Amendment
Filing time
28 Nov 2023, 21:41:50 UTC
Date Of Original Report
12 Sep 2023
Previous filing
17 Aug 2023
Next filing
19 Sep 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICU Common Stock, par value $0.0001 per share Award $0 +28,125 +33% $0.000000 113,181 31 Aug 2023 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ICU Stock Option (Right to Buy) 66,483 31 Aug 2023 Common Stock 66,483 $1.84 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Due to an administrative error, the Form 4 filed for the Reporting Person on September 12, 2023 inadvertently overstated the number of shares of Common Stock issued to the Reporting Person on August 31, 2023 by 7,053 shares. This error has been corrected on this Form 4.
F2 Due to a rounding error, the Form 4 filed for the Reporting Person on August 17, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on August 15, 2023 by 1 share. This error has been corrected on this Form 4.
F3 Includes 44,322 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024, the first anniversary of the date of grant.
F4 All options reported herein will vest, subject to continued service, on April 6, 2024, the first anniversary of the date of grant.