Kenneth van Heel - 22 Nov 2023 Form 4 Insider Report for SeaStar Medical Holding Corp (ICU)

Role
Director
Signature
/s/ Eric Schlorff, as attorney-in-fact
Issuer symbol
ICU
Transactions as of
22 Nov 2023
Net transactions value
+$40,000
Form type
4
Filing time
27 Nov 2023, 16:05:14 UTC
Previous filing
10 Apr 2023
Next filing
16 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICU Common Stock, par value $0.0001 per share Purchase $40,000 +100,000 +610% $0.4000 116,400 22 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ICU Stock Option (Right to Buy) 11,967 22 Nov 2023 Common Stock 11,967 $1.84 Direct F1
holding ICU Stock Option (Right to Buy) 24,483 22 Nov 2023 Common Stock 24,483 $0.5500 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All options reported herein will vest, subject to continued service, on April 6, 2024.
F2 The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from October 14, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from October 14, 2022.