Kenneth Van Heel - Nov 22, 2023 Form 4 Insider Report for SeaStar Medical Holding Corp (ICU)

Role
Director
Signature
/s/ Eric Schlorff, as attorney-in-fact
Stock symbol
ICU
Transactions as of
Nov 22, 2023
Transactions value $
$40,000
Form type
4
Date filed
11/27/2023, 04:05 PM
Previous filing
Apr 10, 2023
Next filing
Apr 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICU Common Stock, par value $0.0001 per share Purchase $40K +100K +609.76% $0.40 116K Nov 22, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ICU Stock Option (Right to Buy) 12K Nov 22, 2023 Common Stock 12K $1.84 Direct F1
holding ICU Stock Option (Right to Buy) 24.5K Nov 22, 2023 Common Stock 24.5K $0.55 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All options reported herein will vest, subject to continued service, on April 6, 2024.
F2 The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from October 14, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from October 14, 2022.