Stephanie D. Miller - Sep 19, 2023 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Director
Signature
/s/ Stephanie D. Miller by Diane Gallagher, attorney in fact
Stock symbol
SEIC
Transactions as of
Sep 19, 2023
Transactions value $
$0
Form type
4
Date filed
10/26/2023, 04:06 PM
Next filing
Oct 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Award +766 766 Oct 24, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Award +3.75K 3.75K Oct 24, 2023 Common Stock 3.75K $54.51 Direct F2, F3
transaction SEIC Option to Purchase Common Stock Award +3.75K 3.75K Oct 24, 2023 Common Stock 3.75K $54.51 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Stock Units subject to vesting
F2 Received as compensation for Board service.
F3 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.