Caryl Baron - Sep 15, 2023 Form 4 Insider Report for SeaStar Medical Holding Corp (ICU)

Role
Interim CFO
Signature
/s/ Eric Schlorff, as attorney-in-fact
Stock symbol
ICU
Transactions as of
Sep 15, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 07:48 PM
Previous filing
Sep 12, 2023
Next filing
Nov 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICU Common Stock, par value $0.0001 per share Award $0 +4.11K +4.09% $0.00 105K Sep 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ICU Stock Option (Right to Buy) 16.6K Sep 15, 2023 Common Stock 16.6K $1.84 Direct F2
holding ICU Stock Option (Right to Buy) 4.8K Sep 15, 2023 Common Stock 4.8K $10.00 Direct F3
holding ICU Stock Option (Right to Buy) 19.7K Sep 15, 2023 Common Stock 19.7K $0.55 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee.
F2 All options reported herein will vest, subject to continued service, on April 6, 2024.
F3 The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from March 30, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from March 30, 2021.
F4 The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 1, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from January 1, 2022.