Mathew Paul Arens - Aug 23, 2023 Form 3 Insider Report for Societal CDMO, Inc. (SCTL)

Role
Director, 10%+ Owner
Signature
/s/ Mathew P. Arens
Stock symbol
SCTL
Transactions as of
Aug 23, 2023
Transactions value $
$0
Form type
3
Date filed
8/25/2023, 04:22 PM
Next filing
Apr 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SCTL Common Stock 635K Aug 23, 2023 Direct
holding SCTL Common Stock 13.4M Aug 23, 2023 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held for the benefit of private investment vehicles (the "Accounts") for which First Light Asset Management, LLC ("First Light") serves as investment adviser. Mr. Arens is the Managing Member, CEO and Senior Portfolio Manager of First Light. In such capacities, the Reporting Persons may be deemed to beneficially own securities held for the benefit of the Accounts. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of his or its pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Remarks:

Mr. Arens, a director of the Issuer.