Michael Peterson - 28 Jul 2023 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
EVP and General Counsel
Signature
/s/ Michael N. Peterson
Issuer symbol
SEIC
Transactions as of
28 Jul 2023
Net transactions value
-$147,300
Form type
4
Filing time
31 Jul 2023, 17:07:30 UTC
Previous filing
03 Aug 2023
Next filing
21 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Options Exercise $484,700 +10,000 +400% $48.47 12,500 28 Jul 2023 Direct
transaction SEIC Common Stock Sale $632,000 -10,000 -80% $63.20 2,500 28 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Options Exercise -10,000 -50% 10,000 28 Jul 2023 Common Stock 10,000 $48.47 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average of a range of sale prices from $63.00 to $63.52. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F2 Received as employment compensation.