Bihua Chen - Jun 30, 2023 Form 4 Insider Report for MoonLake Immunotherapeutics (MLTX)

Role
10%+ Owner
Signature
/s/ Bihua Chen
Stock symbol
MLTX
Transactions as of
Jun 30, 2023
Transactions value $
$40,000,000
Form type
4
Date filed
7/5/2023, 04:05 PM
Previous filing
Jun 28, 2023
Next filing
Oct 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MLTX Class A Ordinary Shares Purchase $40M +800K +19.38% $50.00 4.93M Jun 30, 2023 See Footnotes F2
holding MLTX Class A Ordinary Shares 3.68M Jun 30, 2023 See Footnotes F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Helix Holdings LLC is the record holder of these securities. Bihua Chen is the manager of Helix Holdings LLC and has voting and investment discretion with respect to the securities held of record by Helix Holdings LLC. Ms. Chen disclaims any beneficial ownership of the securities held by Helix Holdings LLC other than to the extent of any pecuniary interest she may have therein, directly or indirectly.
F2 Various funds (the "Cormorant Funds") managed by Cormorant Asset Management, LP are the record holders of these securities. Bihua Chen is the founder and managing member of Cormorant Asset Management, LP and has voting and investment discretion with respect to the ordinary shares held by the Cormorant Funds. Ms. Chen disclaims any beneficial ownership of such securities other than to the extent of any pecuniary interest she may have therein, directly or indirectly.