| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BGCP | Class A Common Stock, par value $0.01 per share | Disposed to Issuer | -137K | -100% | 0 | Jul 1, 2023 | Direct | F1 | ||
| transaction | BGCP | Class A Common Stock, par value $0.01 per share | Disposed to Issuer | -6.26K | -100% | 0 | Jul 1, 2023 | By various trusts | F1, F2 | ||
| transaction | BGCP | Class A Common Stock, par value $0.01 per share | Disposed to Issuer | -43K | -100% | 0 | Jul 1, 2023 | By 401(k) Plan | F1, F3 |
| Id | Content |
|---|---|
| F1 | On July 1, 2023, BGC Partners, Inc. ("BGC Partners"), along with certain other affiliated entities, completed its corporate conversion (the "Corporate Conversion") pursuant to the Corporate Conversion Agreement, dated as of November 15, 2022, as amended as of March 29, 2023. Upon completion of the Corporate Conversion, BGC Partners became a wholly owned subsidiary of its new public holding company, BGC Group, Inc. ("BGC Group"), and each share of BGC Partners Class A common stock, par value $0.01 per share ("Class A Common Stock") outstanding as of immediately prior to the Corporate Conversion was converted into one share of BGC Group Class A common stock, par value $0.01 per share, in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. The transactions reported herein were approved by the Board of Directors of BGC Partners and the Compensation Committee thereof. |
| F2 | Represents shares of Class A Common Stock held in trusts for the benefit of the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust. |
| F3 | Represents shares of Class A Common Stock held in the reporting person's 401(k) account as of May 31, 2023. |