Eric Schlorff - 06 Apr 2023 Form 4 Insider Report for SeaStar Medical Holding Corp (ICU)

Role: Chief Executive Officer, Director
Signature: /s/ Eric Schlorff
Issuer symbol: ICU
Transactions as of: 06 Apr 2023
Net transactions value: $0
Form type: 4
Filing time: 10 Apr 2023, 21:11:14 UTC
Previous filing: 01 Nov 2022
Next filing: 27 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ICU	Common Stock, par value $0.0001 per share	Award	$0	+66,483	+33%	$0.000000	265,013	06 Apr 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ICU	Stock Option (Right to Buy)	Award	$0	+99,724		$0.000000	99,724	06 Apr 2023	Common Stock	99,724	$1.84	Direct	F2
holding	ICU	Stock Option (Right to Buy)						17,986	06 Apr 2023	Common Stock	17,986	$10.00	Direct	F3
holding	ICU	Stock Option (Right to Buy)						83,985	06 Apr 2023	Common Stock	83,985	$0.5300	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest on the first anniversary of the date of grant.
F2	All options reported herein will vest, subject to continued service, on the first anniversary of the date of grant.
F3	These options are fully vested.
F4	The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from February 20, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from February 20, 2021.