Sanjay Sharma - 02 Feb 2023 Form 4/A - Amendment Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Officer
Signature
/s/ Sanjay Sharma by Diane M. Gallagher, attorney in fact
Issuer symbol
SEIC
Transactions as of
02 Feb 2023
Net transactions value
-$273,420
Form type
4/A - Amendment
Filing time
05 Apr 2023, 14:04:40 UTC
Date Of Original Report
10 Feb 2023
Previous filing
05 Apr 2023
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Options Exercise $151,920 +4,500 +35% $33.76 17,395 02 Feb 2023 Direct
transaction SEIC Common Stock Options Exercise $151,920 +4,500 +26% $33.76 21,895 02 Feb 2023 Direct
transaction SEIC Common Stock Sale $577,260 -9,000 -41% $64.14 12,895 02 Feb 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Options Exercise -4,500 -100% 0 02 Feb 2023 Common Stock 4,500 $33.76 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -4,500 -100% 0 02 Feb 2023 Common Stock 4,500 $33.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average of a range of sale prices from $63.75 to $64.40. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F2 Received as employment compensation.

Remarks:

Note: This Amendment No. 1 to Form 4 is being filed to correct the amount of shares beneficially owned in column 5 of Table I following changes made in an amendment to the reporting person's initial Form 3. * Executive Vice President and Global Head of Private Banking & Wealth Management, SEI