KATHRYN MCCARTHY - 05 Dec 2022 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role: Director
Signature: /s/ Kathryn McCarthy, by Michael N. Peterson, attorney in fact
Issuer symbol: SEIC
Transactions as of: 05 Dec 2022
Net transactions value: $0
Form type: 4
Filing time: 28 Feb 2023, 15:08:09 UTC
Previous filing: 14 Dec 2021
Next filing: 22 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SEIC	Common Stock	Award		+766	+1.1%		72,466	05 Dec 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SEIC	Option to Purchase Common Stock	Award		+3,750			3,750	05 Dec 2022	Common Stock	3,750	$61.81	Direct	F2, F3
transaction	SEIC	Option to Purchase Common Stock	Award		+3,750			3,750	05 Dec 2022	Common Stock	3,750	$61.81	Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units subject to vesting.
F2	Received as compensation for Board service.
F3	Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4	Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.