Michael Peterson - Dec 5, 2022 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
EVP and General Counsel
Signature
/s/ Michael N. Peterson
Stock symbol
SEIC
Transactions as of
Dec 5, 2022
Transactions value $
$0
Form type
4
Date filed
2/28/2023, 03:06 PM
Previous filing
Dec 14, 2021
Next filing
Aug 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Award +2.5K 2.5K Dec 5, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Award +12.5K 12.5K Dec 5, 2022 Common Stock 12.5K $61.81 Direct F2, F3
transaction SEIC Option to Purchase Common Stock Award +12.5K 12.5K Dec 5, 2022 Common Stock 12.5K $61.81 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units subject to vesting.
F2 Received as employment compensation.
F3 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.