Sarah Blumenstein - Dec 5, 2022 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Director
Signature
/s/ Sarah Blumenstein, by Michael N. Peterson, attorney in fact
Stock symbol
SEIC
Transactions as of
Dec 5, 2022
Transactions value $
-$374,918
Form type
4
Date filed
2/22/2023, 04:47 PM
Previous filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Award +766 +13.48% 6.45K Dec 5, 2022 Direct F1, F2
transaction SEIC Common Stock Options Exercise $181K +4.45K +69.09% $40.64 10.9K Feb 17, 2023 Direct
transaction SEIC Common Stock Options Exercise $267K +5K $53.34 5K Feb 17, 2023 Direct
transaction SEIC Common Stock Options Exercise $267K +5K $53.34 5K Feb 17, 2023 Direct
transaction SEIC Common Stock Options Exercise $248K +5K $49.63 5K Feb 17, 2023 Direct
transaction SEIC Common Stock Options Exercise $248K +5K $49.63 5K Feb 17, 2023 Direct
transaction SEIC Common Stock Sale -$1.5M -24.5K -79.14% $61.25 6.45K Feb 17, 2023 Direct F3
transaction SEIC Common Stock Options Exercise $22.2K +546 +8.47% $40.64 6.99K Feb 21, 2023 Direct
transaction SEIC Common Stock Options Exercise $242K +5K +71.5% $48.47 12K Feb 21, 2023 Direct
transaction SEIC Common Stock Options Exercise $283K +5K +41.69% $56.54 17K Feb 21, 2023 Direct
transaction SEIC Common Stock Sale -$599K -9.95K -58.53% $60.18 7.05K Feb 21, 2023 Direct F4
transaction SEIC Common Stock Sale -$36.5K -600 -8.51% $60.85 6.45K Feb 21, 2023 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Award +3.75K 3.75K Dec 5, 2022 Common Stock 3.75K $61.81 Direct F2, F6
transaction SEIC Option to Purchase Common Stock Award +3.75K 3.75K Dec 5, 2022 Common Stock 3.75K $61.81 Direct F2, F7
transaction SEIC Option to Purchase Common Stock Options Exercise -4.45K -89.08% 546 Feb 17, 2023 Common Stock 4.45K $40.64 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5K -100% 0 Feb 17, 2023 Common Stock 5K $53.34 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5K -100% 0 Feb 17, 2023 Common Stock 5K $53.34 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5K -100% 0 Feb 17, 2023 Common Stock 5K $49.63 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5K -100% 0 Feb 17, 2023 Common Stock 5K $49.63 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -546 -10.92% 4.45K Feb 21, 2023 Common Stock 546 $40.64 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5K -100% 0 Feb 21, 2023 Common Stock 5K $48.47 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5K -100% 0 Feb 21, 2023 Common Stock 5K $56.54 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units subject to vesting.
F2 Received as compensation for Board service.
F3 Represents the weighted average of a range of sale prices from $60.85 to $61.55. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F4 Represents the weighted average of a range of sale prices from $59.84 to $60.83. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F5 Represents the weighted average of a range of sale prices from $60.84 to $60.87. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F6 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F7 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.