Sarah Blumenstein - 05 Dec 2022 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Director
Signature
/s/ Sarah Blumenstein, by Michael N. Peterson, attorney in fact
Issuer symbol
SEIC
Transactions as of
05 Dec 2022
Net transactions value
-$374,918
Form type
4
Filing time
22 Feb 2023, 16:47:44 UTC
Previous filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Award +766 +13% 6,447 05 Dec 2022 Direct F1, F2
transaction SEIC Common Stock Options Exercise $181,011 +4,454 +69% $40.64 10,901 17 Feb 2023 Direct
transaction SEIC Common Stock Options Exercise $266,700 +5,000 $53.34 5,000 17 Feb 2023 Direct
transaction SEIC Common Stock Options Exercise $266,700 +5,000 $53.34 5,000 17 Feb 2023 Direct
transaction SEIC Common Stock Options Exercise $248,150 +5,000 $49.63 5,000 17 Feb 2023 Direct
transaction SEIC Common Stock Options Exercise $248,150 +5,000 $49.63 5,000 17 Feb 2023 Direct
transaction SEIC Common Stock Sale $1,497,808 -24,454 -79% $61.25 6,447 17 Feb 2023 Direct F3
transaction SEIC Common Stock Options Exercise $22,189 +546 +8.5% $40.64 6,993 21 Feb 2023 Direct
transaction SEIC Common Stock Options Exercise $242,350 +5,000 +72% $48.47 11,993 21 Feb 2023 Direct
transaction SEIC Common Stock Options Exercise $282,700 +5,000 +42% $56.54 16,993 21 Feb 2023 Direct
transaction SEIC Common Stock Sale $598,550 -9,946 -59% $60.18 7,047 21 Feb 2023 Direct F4
transaction SEIC Common Stock Sale $36,510 -600 -8.5% $60.85 6,447 21 Feb 2023 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Award +3,750 3,750 05 Dec 2022 Common Stock 3,750 $61.81 Direct F2, F6
transaction SEIC Option to Purchase Common Stock Award +3,750 3,750 05 Dec 2022 Common Stock 3,750 $61.81 Direct F2, F7
transaction SEIC Option to Purchase Common Stock Options Exercise -4,454 -89% 546 17 Feb 2023 Common Stock 4,454 $40.64 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5,000 -100% 0 17 Feb 2023 Common Stock 5,000 $53.34 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5,000 -100% 0 17 Feb 2023 Common Stock 5,000 $53.34 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5,000 -100% 0 17 Feb 2023 Common Stock 5,000 $49.63 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5,000 -100% 0 17 Feb 2023 Common Stock 5,000 $49.63 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -546 -11% 4,454 21 Feb 2023 Common Stock 546 $40.64 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5,000 -100% 0 21 Feb 2023 Common Stock 5,000 $48.47 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -5,000 -100% 0 21 Feb 2023 Common Stock 5,000 $56.54 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units subject to vesting.
F2 Received as compensation for Board service.
F3 Represents the weighted average of a range of sale prices from $60.85 to $61.55. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F4 Represents the weighted average of a range of sale prices from $59.84 to $60.83. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F5 Represents the weighted average of a range of sale prices from $60.84 to $60.87. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F6 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F7 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.