Philip McCabe - 24 Jan 2023 Form 3 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
EVP - Head of Investment Mgr
Signature
/s/ Philip N. McCabe by Rebecca Stump, attorney in fact
Issuer symbol
SEIC
Transactions as of
24 Jan 2023
Net transactions value
$0
Form type
3
Filing time
14 Feb 2023, 09:47:18 UTC
Next filing
29 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SEIC Common Stock 3,849 24 Jan 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 12,500 $33.76 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 12,500 $33.76 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 10,500 $40.64 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 10,500 $40.64 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 12,000 $53.34 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 12,000 $53.34 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 15,000 $49.63 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 15,000 $49.63 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 12,500 $71.12 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 12,500 $71.12 Direct F2
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 17,500 $48.47 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 17,500 $48.47 Direct F3
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 20,000 $64.43 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 20,000 $64.43 Direct F3
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 37,500 $56.54 Direct
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 37,500 $56.54 Direct F4
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 12,500 $60.46 Direct F5
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 12,500 $60.46 Direct F6
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 15,000 $61.81 Direct F7
holding SEIC Option to Purchase Common Stock 24 Jan 2023 Common Stock 15,000 $61.81 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,349.1807 shares owned in the Issuer's Employee Stock Purchase Plan and 2,500 shares in the form of restricted stock units received as employment compensation.
F2 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.50 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F3 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.00 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.35 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F5 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.75 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F6 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.00 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F7 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F8 Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.

Remarks:

Exhibit 24 - Power of Attorney