Fund 1 Investments, LLC - 21 Mar 2022 Form 4 Insider Report for TILLY'S, INC. (TLYS)

Role
10%+ Owner
Signature
/s/ Fund 1 Investments, LLC By: Benjamin C. Cable, Chief Operating Officer
Issuer symbol
TLYS
Transactions as of
21 Mar 2022
Net transactions value
+$4,695,337
Form type
4
Filing time
10 Jan 2023, 15:32:11 UTC
Next filing
10 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TLYS Class A Common Stock Purchase $250,312 +26,400 +2.6% $9.48 1,054,029 21 Mar 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $94,089 +10,000 +0.81% $9.41 1,240,890 24 Mar 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $582,306 +60,000 +5.7% $9.71 1,114,029 29 Mar 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $107,175 +11,000 +0.89% $9.74 1,251,890 29 Mar 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $423,634 +45,000 +4% $9.41 1,159,029 30 Mar 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $47,375 +5,000 +0.4% $9.48 1,256,890 30 Mar 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $279,312 +30,000 +2.6% $9.31 1,189,029 31 Mar 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $12,904 +1,400 +0.11% $9.22 1,258,290 31 Mar 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $187,300 +20,000 +1.6% $9.36 1,278,290 31 Mar 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $227,552 +25,000 +2.1% $9.10 1,214,029 01 Apr 2022 See Footnotes F1, F3
transaction TLYS Class A Common Stock Purchase $10,824 +1,200 +0.09% $9.02 1,279,490 01 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $274,245 +30,000 +2.3% $9.14 1,309,490 01 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $183,128 +20,000 +1.5% $9.16 1,329,490 01 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $90,534 +10,000 +0.75% $9.05 1,339,490 04 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $90,647 +10,000 +0.75% $9.06 1,349,490 04 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $1,802 +200 +0.01% $9.01 1,349,690 05 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $266,241 +29,582 +2.2% $9.00 1,379,272 06 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $90,337 +10,000 +0.73% $9.03 1,389,272 06 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $45,178 +5,000 +0.36% $9.04 1,394,272 06 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $38,210 +4,192 +0.3% $9.11 1,398,464 06 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $202,156 +22,300 +1.6% $9.07 1,420,764 07 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $182,990 +20,000 +1.4% $9.15 1,440,764 08 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $90,869 +10,000 +0.69% $9.09 1,450,764 11 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $55,999 +6,000 +0.41% $9.33 1,456,764 11 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $45,170 +5,000 +0.34% $9.03 1,461,764 12 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $189,794 +21,000 +1.4% $9.04 1,482,764 12 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $45,255 +5,000 +0.34% $9.05 1,487,764 12 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $199,983 +21,685 +1.5% $9.22 1,509,449 13 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $186,671 +20,535 +1.4% $9.09 1,529,984 14 Apr 2022 See Footnotes F1, F2
transaction TLYS Class A Common Stock Purchase $193,343 +21,000 +1.4% $9.21 1,550,984 19 Apr 2022 See Footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2 Shares held for the account of the PL Fund.
F3 Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2").

Remarks:

This Form 4 constitutes part one of six Forms 4 (collectively, the "Reports") filed by the Reporting Persons to report transactions in securities of the Issuer since March 21, 2022. The Reporting Persons have determined that certain sales made by accounts for which PLP serves as investment adviser, as reported in the Reports, were matchable with purchases by such accounts under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Persons have sent the Company payment of the full amount of their pecuniary interest in the disgorgeable profits arising from such transactions.