Steven M. Galbraith - Oct 31, 2022 Form 4 Insider Report for Pzena Investment Management, Inc. (PZN)

Role
Director
Signature
/s/ Joan F. Berger, as attorney-in-fact for Steven M. Galbraith
Stock symbol
PZN
Transactions as of
Oct 31, 2022
Transactions value $
-$215,616
Form type
4
Date filed
11/2/2022, 06:35 PM
Previous filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PZN Class A Common Stock, par value $0.01 Disposition pursuant to a tender of shares in a change of control transaction -$216K -22.5K -100% $9.60 0 Oct 31, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PZN Phantom A Shares Disposition pursuant to a tender of shares in a change of control transaction $0 -194K -100% $0.00* 0 Oct 31, 2022 Right to Receive $9.60 194K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Steven M. Galbraith is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.