Steven M. Galbraith - 31 Oct 2022 Form 4 Insider Report for Pzena Investment Management, Inc.

Role
Director
Signature
/s/ Joan F. Berger, as attorney-in-fact for Steven M. Galbraith
Issuer symbol
N/A
Transactions as of
31 Oct 2022
Net transactions value
-$215,616
Form type
4
Filing time
02 Nov 2022, 18:35:38 UTC
Previous filing
04 Jan 2022
Next filing
07 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PZN Class A Common Stock, par value $0.01 Disposition pursuant to a tender of shares in a change of control transaction $215,616 -22,460 -100% $9.60 0 31 Oct 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PZN Phantom A Shares Disposition pursuant to a tender of shares in a change of control transaction $0 -194,192 -100% $0.000000* 0 31 Oct 2022 Right to Receive $9.60 194,192 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Steven M. Galbraith is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.