Jun Hong Heng - Mar 17, 2022 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role
Director
Signature
/s/ Jun Hong Heng
Stock symbol
LAZR
Transactions as of
Mar 17, 2022
Transactions value $
-$2,651,663
Form type
4
Date filed
3/21/2022, 03:43 PM
Previous filing
Mar 15, 2022
Next filing
Apr 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAZR Class A common stock Sale -$2.65M -188K -21.25% $14.09 697K Mar 17, 2022 By Crescent Cove Capital II LP F1, F2
holding LAZR Class A common stock 1.57M Mar 17, 2022 By Press Room LLC F3
holding LAZR Class A common stock 359K Mar 17, 2022 By Heng Zhao JT Revocable Trust
holding LAZR Class A common stock 704K Mar 17, 2022 By Crescent Cove Opportunity Fund LP F2
holding LAZR Class A common stock 227K Mar 17, 2022 By Crescent Cove Opportunity Foreign Intermediary, LLC F2
holding LAZR Class A common stock 18.6K Mar 17, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.21, inclusive. The reporting person undertakes to provide to Luminar Technologies, Inc., any security holder of Luminar Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 Crescent Cove Capital II GP, LLC is the general partner of and Crescent Cove Capital Management, LLC is the investment manager of Crescent Cove Capital II LP. Crescent Cove Opportunity GP, LP is the general partner of and Crescent Cove Advisors, LP is the investment manager of each of Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC. Mr. Heng is the managing member of each of such general partners and investment managers, and therefore, may be deemed to hold voting and dispositive power over the shares held by Crescent Cove Capital II LP, Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC.
F3 The reporting person manages Press Room LLC and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC.