Ryan Gillis Ezell - 30 Oct 2024 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
CEO, Director
Signature
/s/ J. Bond Clement as attorney-in-fact
Issuer symbol
FTK
Transactions as of
30 Oct 2024
Net transactions value
$0
Form type
4
Filing time
31 Oct 2024, 16:09:53 UTC
Previous filing
22 Jul 2024
Next filing
06 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $0 +60,000 +56% $0.000000 167,741 30 Oct 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FTK Performance Based Restricted Stock Unit Award $0 +30,000 $0.000000 30,000 30 Oct 2024 Common Stock 30,000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units that vest in three equal annual installments.
F2 Includes 3,275 shares Mr. Ezell acquired under Flotek Industries, Inc.'s 2012 Employee Stock Purchase Plan for the 3-month periods commencing April 1, 2024 and July 1, 2024. These transactions are exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F3 Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to the common stock achieving a specified price per share on or before December 31, 2025.