Bond Clement - Dec 5, 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
Chief Financial Officer
Signature
/s/ J. Bond Clement
Stock symbol
FTK
Transactions as of
Dec 5, 2023
Transactions value $
$0
Form type
4
Date filed
12/6/2023, 08:38 PM
Previous filing
Nov 15, 2023
Next filing
Dec 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $0 +10.2K +15.83% $0.00 74.3K Dec 5, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FTK Stock Option Award $0 +45.7K $0.00 45.7K Dec 5, 2023 Common Shares 45.7K $3.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units that vest in three equal annual installments.
F2 The option will vest and become exercisable based upon the achievement of certain cumulative adjusted EBITDA thresholds for the fiscal years 2023 through 2026.