J. Bond Clement - 05 Dec 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Signature
/s/ J. Bond Clement
Issuer symbol
FTK
Transactions as of
05 Dec 2023
Net transactions value
$0
Form type
4
Filing time
06 Dec 2023, 20:38:51 UTC
Previous filing
15 Nov 2023
Next filing
20 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $0 +10,163 +16% $0.000000 74,349 05 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FTK Stock Option Award $0 +45,732 $0.000000 45,732 05 Dec 2023 Common Shares 45,732 $3.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units that vest in three equal annual installments.
F2 The option will vest and become exercisable based upon the achievement of certain cumulative adjusted EBITDA thresholds for the fiscal years 2023 through 2026.