Ryan Gillis Ezell - 03 Mar 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
President
Signature
/s/ J. Bond Clement as attorney-in-fact
Issuer symbol
FTK
Transactions as of
03 Mar 2023
Net transactions value
+$126,056
Form type
4
Filing time
21 Mar 2023, 16:55:40 UTC
Previous filing
04 Oct 2022
Next filing
10 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $92,279 +76,899 +19% $1.20 481,487 03 Mar 2023 Direct F1
transaction FTK Common Shares Award $74,515 +62,096 +13% $1.20 543,583 03 Mar 2023 Direct F2
transaction FTK Common Shares Tax liability $40,738 -33,948 -6.2% $1.20 509,635 03 Mar 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares represent TSR Peer Group Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to a certain peer group.
F2 The shares represent TSR Index Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to certain index.
F3 Shares sold to cover withholding tax liability at vesting.