Ryan Gillis Ezell - Mar 3, 2023 Form 4 Insider Report for FLOTEK INDUSTRIES INC/CN/ (FTK)

Role
President
Signature
/s/ J. Bond Clement as attorney-in-fact
Stock symbol
FTK
Transactions as of
Mar 3, 2023
Transactions value $
$126,056
Form type
4
Date filed
3/21/2023, 04:55 PM
Previous filing
Oct 4, 2022
Next filing
Mar 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTK Common Shares Award $92.3K +76.9K +19.01% $1.20 481K Mar 3, 2023 Direct F1
transaction FTK Common Shares Award $74.5K +62.1K +12.9% $1.20 544K Mar 3, 2023 Direct F2
transaction FTK Common Shares Tax liability -$40.7K -33.9K -6.25% $1.20 510K Mar 3, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares represent TSR Peer Group Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to a certain peer group.
F2 The shares represent TSR Index Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to certain index.
F3 Shares sold to cover withholding tax liability at vesting.