Jason P. Hanson - 18 May 2025 Form 3 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Pres.- Global Payments Network
Signature
/s/ Blaise F. Brennan
Issuer symbol
COF
Transactions as of
18 May 2025
Net transactions value
$0
Form type
3
Filing time
28 May 2025, 18:46:46 UTC
Previous filing
04 Feb 2025
Next filing
05 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hanson Jason P. Pres.- Global Payments Network 1680 CAPITAL ONE DRIVE, MCLEAN /s/ Blaise F. Brennan 28 May 2025 0001982604

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding COF Common Stock 18,275 18 May 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding COF Restricted Stock Units 18 May 2025 Common Stock 1,087 $0.000000 Direct F1
holding COF Restricted Stock Units 18 May 2025 Common Stock 11,666 $0.000000 Direct F1, F2, F3
holding COF Restricted Stock Units 18 May 2025 Common Stock 11,992 $0.000000 Direct F1, F2, F4
holding COF Restricted Stock Units 18 May 2025 Common Stock 4,028 $0.000000 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported herein were acquired by the Reporting Person prior to the Reporting Person becoming a Section 16 officer of the Issuer. The Reporting Person became a Section 16 officer of the Issuer after the effective time of the Merger (as defined in that certain Agreement and Plan of Merger, dated February 19, 2024, by and among the Issuer, Discover Financial Services ("Discover") and Vega Merger Sub, Inc. (the "Merger Agreement")).
F2 Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover that were converted into restircted stock unit awards in respect of shares of common stock of the Issuer pursuant to the Merger Agreement.
F3 The restricted stock units vest in three equal annual installments beginning 02/01/2026.
F4 The restricted stock units vest in two equal annual installments beginning 02/01/2026.
F5 The restricted stock units vest in two equal annual installments beginning 08/01/2025.