Richard D. Fairbank - 15 Feb 2025 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chairman and CEO, Director
Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
15 Feb 2025
Net transactions value
-$7,303,065
Form type
4
Filing time
19 Feb 2025, 17:45:52 UTC
Previous filing
06 Feb 2025
Next filing
12 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise $0 +19,791 +0.5% $0.000000 3,980,959 15 Feb 2025 Direct F1
transaction COF Common Stock Options Exercise $0 +16,404 +0.41% $0.000000 3,997,363 15 Feb 2025 Direct F1
transaction COF Common Stock Disposed to Issuer $3,993,230 -19,791 -0.5% $201.77 3,977,572 15 Feb 2025 Direct F1
transaction COF Common Stock Disposed to Issuer $3,309,835 -16,404 -0.41% $201.77 3,961,168 15 Feb 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF 2022 Restricted Stock Units Options Exercise $0 -19,791 -100% $0.000000 0 15 Feb 2025 Common Stock 19,791 $0.000000 Direct F1, F2
transaction COF Restricted Stock Units Options Exercise $0 -16,404 -100% $0.000000 0 15 Feb 2025 Common Stock 16,404 $0.000000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
F2 Represents restricted stock units granted on February 3, 2022 for performance year 2021.
F3 Represents restricted stock units granted on February 3, 2022 for performance year 2022.