Richard D. Fairbank - Aug 2, 2024 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chairman and CEO, Director
Signature
/s/ Jason S. Frank (POA on file)
Stock symbol
COF
Transactions as of
Aug 2, 2024
Transactions value $
-$3,194,522
Form type
4
Date filed
8/6/2024, 04:05 PM
Previous filing
Mar 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise $8.68M +116K +2.94% $74.96 4.05M Aug 2, 2024 Direct
transaction COF Common Stock Tax liability -$11.9M -87.2K -2.16% $136.12 3.96M Aug 2, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF Stock Options Options Exercise $0 -116K -100% $0.00* 0 Aug 2, 2024 Common Stock 116K $74.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total reflects shares withheld to pay the exercise price for the options to purchase common stock and to pay the withholding tax incurred in connection with the exercise.
F2 Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.