Richard D. Fairbank - 02 Aug 2024 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chairman and CEO, Director
Signature
/s/ Jason S. Frank (POA on file)
Issuer symbol
COF
Transactions as of
02 Aug 2024
Net transactions value
-$3,194,522
Form type
4
Filing time
06 Aug 2024, 16:05:26 UTC
Previous filing
13 Mar 2024
Next filing
06 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise $8,681,268 +115,812 +2.9% $74.96 4,048,399 02 Aug 2024 Direct
transaction COF Common Stock Tax liability $11,875,789 -87,245 -2.2% $136.12 3,961,159 02 Aug 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF Stock Options Options Exercise $0 -115,812 -100% $0.000000* 0 02 Aug 2024 Common Stock 115,812 $74.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total reflects shares withheld to pay the exercise price for the options to purchase common stock and to pay the withholding tax incurred in connection with the exercise.
F2 Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.