Celia Karam - Feb 15, 2024 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Pres, Retail Bank
Signature
/s/ Jason S. Frank (POA on file)
Stock symbol
COF
Transactions as of
Feb 15, 2024
Transactions value $
-$388,353
Form type
4
Date filed
2/20/2024, 04:19 PM
Previous filing
Feb 5, 2024
Next filing
Mar 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Tax liability -$126K -926 -1.58% $136.36 57.6K Feb 15, 2024 Direct F1
transaction COF Common Stock Tax liability -$98.7K -724 -1.26% $136.36 56.9K Feb 15, 2024 Direct F2
transaction COF Common Stock Tax liability -$163K -1.2K -2.1% $136.36 55.7K Feb 15, 2024 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.
F2 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.
F3 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.
F4 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.