Kara West - Feb 15, 2023 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Audit Officer
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Feb 15, 2023
Transactions value $
-$120,476
Form type
4
Date filed
2/17/2023, 03:15 PM
Previous filing
Jan 30, 2023
Next filing
Jul 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Tax liability -$35.5K -310 -2.25% $114.63 13.5K Feb 15, 2023 Direct F1
transaction COF Common Stock Tax liability -$39.9K -348 -2.58% $114.63 13.1K Feb 15, 2023 Direct F2
transaction COF Common Stock Tax liability -$45K -393 -2.99% $114.63 12.7K Feb 15, 2023 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.
F2 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.
F3 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.
F4 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.