Sheldon Hall - May 26, 2022 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Risk Officer
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
May 26, 2022
Transactions value $
-$2,324,750
Form type
4
Date filed
5/31/2022, 04:17 PM
Previous filing
Mar 15, 2022
Next filing
Jan 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Sale -$1.81M -14.5K -17.51% $125.00 68.3K May 26, 2022 Direct F1, F2
transaction COF Common Stock Sale -$512K -4.09K -97.76% $125.00 94 May 26, 2022 By Spouse F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3 This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on November 12, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.