Kaitlin Haggerty - 30 Apr 2022 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Human Resources Officer
Signature
/s/ Cleo Belmonte (POA on file)
Issuer symbol
COF
Transactions as of
30 Apr 2022
Net transactions value
-$27,043
Form type
4
Filing time
03 May 2022, 16:45:52 UTC
Previous filing
17 Feb 2022
Next filing
17 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Tax liability $27,043 -217 -4.2% $124.62 4,990 30 Apr 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on April 30, 2019. This is authorized in the applicable restricted stock award agreement.
F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.