Richard D. Fairbank - Feb 15, 2022 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chairman and CEO, Director
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Feb 15, 2022
Transactions value $
-$8,293,388
Form type
4
Date filed
2/17/2022, 03:13 PM
Previous filing
Feb 7, 2022
Next filing
Jul 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise $0 +21.1K +0.56% $0.00 3.78M Feb 15, 2022 Direct F1
transaction COF Common Stock Options Exercise $0 +33.9K +0.9% $0.00 3.81M Feb 15, 2022 Direct F1
transaction COF Common Stock Disposed to Issuer -$3.18M -21.1K -0.55% $150.83 3.79M Feb 15, 2022 Direct F1
transaction COF Common Stock Disposed to Issuer -$5.11M -33.9K -0.89% $150.83 3.76M Feb 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF Restricted Stock Units Options Exercise $0 -21.1K -100% $0.00* 0 Feb 15, 2022 Common Stock 21.1K $0.00 Direct F1, F2
transaction COF 2019 Restricted Stock Units Options Exercise $0 -33.9K -100% $0.00* 0 Feb 15, 2022 Common Stock 33.9K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date.
F2 The restricted stock units vested in full on February 15, 2022.