Jory A. Berson - 03 Feb 2022 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role: Former Chief HR Officer
Signature: /s/ Cleo Belmonte (POA on file)
Issuer symbol: COF
Transactions as of: 03 Feb 2022
Net transactions value: $0
Form type: 4
Filing time: 07 Feb 2022, 15:35:58 UTC
Previous filing: 09 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COF	Common Stock	Award	$0	+8,862	+17%	$0.000000	60,120	03 Feb 2022	Direct	F1, F2
holding	COF	Common Stock						7,128	03 Feb 2022	By 401(k)	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jory A. Berson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2	Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3	Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.