Sheldon Hall - Feb 3, 2022 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Risk Officer
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Feb 3, 2022
Transactions value $
$0
Form type
4
Date filed
2/7/2022, 03:35 PM
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Award $0 +8.77K +12.72% $0.00 77.7K Feb 3, 2022 Direct F1, F2
holding COF Common Stock 4.19K Feb 3, 2022 By Spouse F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3 Includes shares acquired by the reporting person's spouse through the Company's Associate Stock Purchase Plan since the last reported transaction. Excludes previously reported restricted stock units cancelled upon the ending of the reporting person's spouse's employment with the Company.