Neal Blinde - Jan 31, 2022 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
EC, Commercial Banking
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Jan 31, 2022
Transactions value $
$0
Form type
4
Date filed
2/2/2022, 03:10 PM
Previous filing
Feb 2, 2022
Next filing
May 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Award $0 +81.3K +338775% $0.00 81.3K Jan 31, 2022 Direct F1
transaction COF Common Stock Award $0 +40.9K +50.28% $0.00 122K Jan 31, 2022 Direct F2
transaction COF Common Stock Award $0 +20.4K +16.73% $0.00 143K Jan 31, 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50% of this restricted stock unit award will vest on January 31, 2023, 30% will vest on January 31, 2024, and 20% will vest on January 31, 2025. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2 This restricted stock unit award will vest in 1/4 increments beginning on January 31, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F3 This restricted stock unit award will vest in 1/3 increments beginning on January 31, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.