Neal Blinde - 31 Jan 2022 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
EC, Commercial Banking
Signature
/s/ Cleo Belmonte (POA on file)
Issuer symbol
COF
Transactions as of
31 Jan 2022
Net transactions value
$0
Form type
4
Filing time
02 Feb 2022, 15:10:41 UTC
Previous filing
02 Feb 2022
Next filing
17 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Award $0 +81,306 +338775% $0.000000 81,330 31 Jan 2022 Direct F1
transaction COF Common Stock Award $0 +40,892 +50% $0.000000 122,222 31 Jan 2022 Direct F2
transaction COF Common Stock Award $0 +20,446 +17% $0.000000 142,668 31 Jan 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50% of this restricted stock unit award will vest on January 31, 2023, 30% will vest on January 31, 2024, and 20% will vest on January 31, 2025. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2 This restricted stock unit award will vest in 1/4 increments beginning on January 31, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F3 This restricted stock unit award will vest in 1/3 increments beginning on January 31, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.