John G. Finneran Jr - Sep 23, 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Senior Advisor and Corp Secy
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Sep 23, 2021
Transactions value $
-$3,307,300
Form type
4
Date filed
9/27/2021, 04:06 PM
Next filing
Feb 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Sale -$1.64M -10K -14.92% $163.70 57K Sep 23, 2021 Direct F1, F2
transaction COF Common Stock Sale -$1.67M -10K -17.54% $167.03 47K Sep 23, 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on July 30, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.50 to $163.95. Information regarding the number of shares sold at each price will be provided upon request.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.00 to $167.13. Information regarding the number of shares sold at each price will be provided upon request.