Frank G. LaPradeIII - Sep 2, 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Enterprise Srvcs Officer
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Sep 2, 2021
Transactions value $
-$1,881,384
Form type
4
Date filed
9/7/2021, 04:05 PM
Previous filing
Jun 3, 2021
Next filing
Feb 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Sale -$1.34M -8.34K -14.8% $160.83 48K Sep 2, 2021 Direct F1, F2
transaction COF Common Stock Sale -$312K -1.92K -4.01% $162.12 46K Sep 2, 2021 Direct F1, F3
transaction COF Common Stock Sale -$229K -1.41K -3.06% $162.49 44.6K Sep 2, 2021 Direct F1, F4
holding COF Common Stock 761 Sep 2, 2021 By 401(k) F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on August 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.38 to $161.35. Information regarding the number of shares sold at each price will be provided upon request.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.39 to $162.38. Information regarding the number of shares sold at each price will be provided upon request.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.40 to $162.52. Information regarding the number of shares sold at each price will be provided upon request.
F5 Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.