Sanjiv Yajnik - Aug 30, 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
President, Financial Services
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Aug 30, 2021
Transactions value $
-$915,261
Form type
4
Date filed
9/1/2021, 04:07 PM
Previous filing
Aug 27, 2021
Next filing
Sep 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock -Sell -$310,368 -1,830 -2.94% $169.60 60,384 Aug 30, 2021 Direct F1, F2, F3
transaction COF Common Stock -Sell -$134,742 -790 -1.31% $170.56 59,594 Aug 30, 2021 Direct F1, F4
transaction COF Common Stock -Sell -$183,847 -1,070 -1.8% $171.82 58,524 Aug 30, 2021 Direct F1, F5
transaction COF Common Stock -Sell -$286,303 -1,658 -2.83% $172.68 56,866 Aug 30, 2021 Direct F1, F6

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.13 to $170.12. Information regarding the number of shares sold at each price will be provided upon request.
F3 Includes shares acquired by the reporting person through a dividend reinvestment program since the last reported transaction.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.17 to $170.81. Information regarding the number of shares sold at each price will be provided upon request.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.29 to $172.25. Information regarding the number of shares sold at each price will be provided upon request.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.39 to $173.00. Information regarding the number of shares sold at each price will be provided upon request.