Robert M. Alexander - Aug 26, 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Information Officer
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
Aug 26, 2021
Transactions value $
-$2,137,279
Form type
4
Date filed
8/30/2021, 04:19 PM
Previous filing
Jun 3, 2021
Next filing
Feb 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Sale -$2.14M -12.3K -19.21% $174.23 51.6K Aug 26, 2021 Direct F1, F2
holding COF Common Stock 2 Aug 26, 2021 Robert M. Alexander UGMA
holding COF Common Stock 100 Aug 26, 2021 The Alexander Fund
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on July 27, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.67 to $174.52. Information regarding the number of shares sold at each price will be provided upon request.