Bradford H. Warner - May 6, 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Director
Signature
/s/ Cleo Belmonte (POA on file)
Stock symbol
COF
Transactions as of
May 6, 2021
Transactions value $
$0
Form type
4
Date filed
5/10/2021, 04:18 PM
Next filing
May 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Award $0 +1.28K +3.03% $0.00 43.5K May 6, 2021 Direct F1
holding COF Common Stock 140 May 6, 2021 By Wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units which vest in their entirety on May 6, 2022 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.