Heidi Sexton - 07 May 2021 Form 4 Insider Report for Sound Financial Bancorp, Inc. (SFBC)

Role
Executive Vice President/COO
Signature
/s/Laura Lee Stewart
Issuer symbol
SFBC
Transactions as of
07 May 2021
Net transactions value
-$4.14
Form type
4
Filing time
11 May 2021, 15:16:44 UTC
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFBC Common Stock Options Exercise $37,475 +4,414 +59% $8.49* 11,897 07 May 2021 Direct
transaction SFBC Common Stock Tax liability $37,479 -961 -8.1% $39.00 10,936 07 May 2021 Direct
holding SFBC Common Stock 7,701 07 May 2021 Held by ESOP F1
holding SFBC Common Stock 2,264 07 May 2021 Held by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFBC Stock Option (Right to Buy) Options Exercise $0 -4,414 -100% $0.000000* 0 07 May 2021 Common Stock 4,414 $8.49 Direct F3
holding SFBC Stock Option (Right to Buy) 1,400 07 May 2021 Common Stock 1,400 $35.27 Direct F2
holding SFBC Stock Option (Right to Buy) 1,500 07 May 2021 Common Stock 1,500 $22.31 Direct F3
holding SFBC Stock Option (Right to Buy) 3,000 07 May 2021 Common Stock 3,000 $28.34 Direct F3
holding SFBC Stock Option (Right to Buy) 1,500 07 May 2021 Common Stock 1,500 $33.50 Direct F4
holding SFBC Stock Option (Right to Buy) 1,350 07 May 2021 Common Stock 1,350 $36.26 Direct F5
holding SFBC Stock Option (Right to Buy) 1,900 07 May 2021 Common Stock 1,900 $32.46 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects additional shares allocated to the reporting person under the Company's Employee Stock Ownership Plan since the reporting person's last report.
F2 Vest in five equal annual installments commencing on November 19, 2019.
F3 Option is fully exercisable.
F4 Options vest in five equal annual installments beginning on January 25, 2019.
F5 Options vest in five equal annual installments beginning on January 31, 2020.
F6 Options vest in five equal annual installments beginning on January 27, 2021.