Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DVA | Common Stock | Options Exercise | $5.24M | +100K | +265.34% | $52.41 | 138K | Feb 21, 2024 | Direct | |
transaction | DVA | Common Stock | Disposed to Issuer | -$5.24M | -42.6K | -30.95% | $123.00 | 95.1K | Feb 21, 2024 | Direct | F1 |
transaction | DVA | Common Stock | Tax liability | -$3.43M | -27.9K | -29.35% | $123.00 | 67.2K | Feb 21, 2024 | Direct | F2 |
transaction | DVA | Common Stock | Sale | -$3.53M | -29.5K | -43.9% | $119.81 | 37.7K | Feb 21, 2024 | Direct | F3, F4, F5 |
holding | DVA | Common Stock | 159K | Feb 21, 2024 | by 2012 Staffieri Family Trust | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DVA | Common Stock | Options Exercise | $0 | -100K | -50% | $0.00 | 100K | Feb 21, 2024 | Stock Appreciation Rights | 100K | $52.41 | Direct | F6 |
Id | Content |
---|---|
F1 | Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
F2 | Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. |
F3 | Represents the weighted average sale price of $119.8123. The range of prices for the sale of these shares was $119.43 - $120.49 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
F4 | The number of shares reported include shares acquired under DaVita Employee Stock Purchase Plan, an exempt transaction pursuant to Rule 16b-3. |
F5 | Excludes 89,015 shares previously held by the reporting person directly which were transferred into the 2012 Staffieri Family Trust in transactions exempt from Section 16 reporting pursuant to Rule 16a-13. |
F6 | The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023. |