Kathleen Alyce Waters - 22 Aug 2023 Form 4 Insider Report for DAVITA INC. (DVA)

Role
Chief Legal & Pub. Affairs Off
Signature
/s/ Stephanie N. Berberich, Attorney-in-Fact
Issuer symbol
DVA
Transactions as of
22 Aug 2023
Net transactions value
-$1,978,388
Form type
4
Filing time
24 Aug 2023, 18:54:04 UTC
Previous filing
17 May 2023
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $2,096,400 +40,000 +49% $52.41 121,297 22 Aug 2023 Direct
transaction DVA Common Stock Disposed to Issuer $2,096,489 -20,576 -17% $101.89 100,721 22 Aug 2023 Direct F1
transaction DVA Common Stock Tax liability $981,201 -9,630 -9.6% $101.89 91,091 22 Aug 2023 Direct F2
transaction DVA Common Stock Sale $997,099 -9,794 -11% $101.81 81,297 22 Aug 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -40,000 -50% $0.000000 40,000 22 Aug 2023 Common Stock 40,000 $52.41 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 Represents the weighted average sale price of $101.8071. The range of prices for the sale of these shares was $101.38 - $102.23 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023.