Kathleen Alyce Waters - Aug 22, 2023 Form 4 Insider Report for DAVITA INC. (DVA)

Signature
/s/ Stephanie N. Berberich, Attorney-in-Fact
Stock symbol
DVA
Transactions as of
Aug 22, 2023
Transactions value $
-$1,978,388
Form type
4
Date filed
8/24/2023, 06:54 PM
Previous filing
May 17, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $2.1M +40K +49.2% $52.41 121K Aug 22, 2023 Direct
transaction DVA Common Stock Disposed to Issuer -$2.1M -20.6K -16.96% $101.89 101K Aug 22, 2023 Direct F1
transaction DVA Common Stock Tax liability -$981K -9.63K -9.56% $101.89 91.1K Aug 22, 2023 Direct F2
transaction DVA Common Stock Sale -$997K -9.79K -10.75% $101.81 81.3K Aug 22, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -40K -50% $0.00 40K Aug 22, 2023 Common Stock 40K $52.41 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 Represents the weighted average sale price of $101.8071. The range of prices for the sale of these shares was $101.38 - $102.23 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023.