Javier Rodriguez - May 10, 2023 Form 4 Insider Report for DAVITA INC. (DVA)

Role
Chief Executive Officer, Director
Signature
/s/ Stephanie N. Berberich, Attorney-in-Fact
Stock symbol
DVA
Transactions as of
May 10, 2023
Transactions value $
-$3,015,483
Form type
4
Date filed
5/12/2023, 09:20 PM
Previous filing
May 4, 2023
Next filing
May 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $5.85M +88.2K +27.95% $66.29 404K May 10, 2023 Direct
transaction DVA Common Stock Disposed to Issuer -$5.85M -58.1K -14.38% $100.72 346K May 10, 2023 Direct F1
transaction DVA Common Stock Tax liability -$1.33M -13.2K -3.83% $100.72 333K May 10, 2023 Direct F2
transaction DVA Common Stock Sale -$1.54M -15.5K -4.67% $99.38 317K May 10, 2023 Direct F3
transaction DVA Common Stock Sale -$140K -1.4K -0.44% $100.04 316K May 10, 2023 Direct F4
transaction DVA Common Stock Award $0 +58.8K +18.62% $0.00 374K May 10, 2023 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -88.2K -100% $0.00* 0 May 10, 2023 Common Stock 88.2K $66.29 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 Represents the weighted average sale price of $99.383. The range of prices for the sale of these shares was $98.96 - $99.94 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 Represents the weighted average sale price of $100.0443. The range of prices for the sale of these shares was $99.99 - $100.12 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019, of which 100% will vest on May 15, 2023.
F6 The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022.