Kathleen Alyce Waters - May 10, 2023 Form 4 Insider Report for DAVITA INC. (DVA)

Role
Chief Legal & Pub. Affairs Off
Signature
/s/ Stephanie N. Berberich, Attorney-in-Fact
Stock symbol
DVA
Transactions as of
May 10, 2023
Transactions value $
-$2,160,392
Form type
4
Date filed
5/12/2023, 09:15 PM
Previous filing
Apr 6, 2023
Next filing
May 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $2.24M +33.8K +33.32% $66.29 135K May 10, 2023 Direct
transaction DVA Common Stock Disposed to Issuer -$2.24M -22.2K -16.45% $100.72 113K May 10, 2023 Direct F1
transaction DVA Common Stock Tax liability -$578K -5.74K -5.08% $100.72 107K May 10, 2023 Direct F2
transaction DVA Common Stock Sale -$1.58M -15.9K -14.87% $99.24 91.2K May 10, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -33.8K -100% $0.00* 0 May 10, 2023 Common Stock 33.8K $66.29 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 Represents the weighted average sale price of $99.2403. The range of prices for the sale of these shares was $99.00 - $99.46 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022.