JOEL ACKERMAN - 10 May 2023 Form 4 Insider Report for DAVITA INC. (DVA)

Role
CFO and Treasuer
Signature
/s/ Stephanie N. Berberich, Attorney-in-Fact
Issuer symbol
DVA
Transactions as of
10 May 2023
Net transactions value
-$989,732
Form type
4
Filing time
12 May 2023, 20:44:51 UTC
Previous filing
06 Apr 2023
Next filing
17 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $3,732,525 +56,306 +42% $66.29 191,097 10 May 2023 Direct
transaction DVA Common Stock Disposed to Issuer $3,732,582 -37,059 -19% $100.72 154,038 10 May 2023 Direct F1
transaction DVA Common Stock Tax liability $989,675 -9,826 -6.4% $100.72 144,212 10 May 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -56,306 -100% $0.000000* 0 10 May 2023 Common Stock 56,306 $66.29 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022.