Kathleen Alyce Waters - Jun 6, 2022 Form 4 Insider Report for DAVITA INC. (DVA)

Role
Chief Legal & Pub. Affairs Off
Signature
/s/ Stephanie Berberich, Attorney-in-Fact
Stock symbol
DVA
Transactions as of
Jun 6, 2022
Transactions value $
-$351,603
Form type
4
Date filed
6/7/2022, 06:47 PM
Previous filing
May 17, 2022
Next filing
Feb 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $1.37M +20.9K +31.63% $65.48 87.1K Jun 6, 2022 Direct
transaction DVA Common Stock Disposed to Issuer -$1.37M -14.2K -16.27% $96.70 72.9K Jun 6, 2022 Direct F1
transaction DVA Common Stock Tax liability -$352K -3.64K -4.99% $96.70 69.3K Jun 6, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -20.9K -100% $0.00* 0 Jun 6, 2022 Common Stock 20.9K $65.48 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 The Stock Appreciation Rights were granted on June 6, 2017, which vested 50% each on May 15, 2020 and May 15, 2021.
F4 Expiration date previously reported in error as May 15, 2022 on Form 4 filed on June 8, 2017.