Kathleen Alyce Waters - 06 Jun 2022 Form 4 Insider Report for DAVITA INC. (DVA)

Role
Chief Legal & Pub. Affairs Off
Signature
/s/ Stephanie Berberich, Attorney-in-Fact
Issuer symbol
DVA
Transactions as of
06 Jun 2022
Net transactions value
-$351,603
Form type
4
Filing time
07 Jun 2022, 18:47:35 UTC
Previous filing
17 May 2022
Next filing
27 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $1,370,431 +20,929 +32% $65.48 87,092 06 Jun 2022 Direct
transaction DVA Common Stock Disposed to Issuer $1,370,432 -14,172 -16% $96.70 72,920 06 Jun 2022 Direct F1
transaction DVA Common Stock Tax liability $351,601 -3,636 -5% $96.70 69,284 06 Jun 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -20,929 -100% $0.000000* 0 06 Jun 2022 Common Stock 20,929 $65.48 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 The Stock Appreciation Rights were granted on June 6, 2017, which vested 50% each on May 15, 2020 and May 15, 2021.
F4 Expiration date previously reported in error as May 15, 2022 on Form 4 filed on June 8, 2017.