Hearty James O - 24 Mar 2022 Form 4 Insider Report for DAVITA INC. (DVA)

Role
Chief Compliance Officer
Signature
Stephanie N. Berberich, Attorney-in-Fact
Issuer symbol
DVA
Transactions as of
24 Mar 2022
Net transactions value
-$29,361
Form type
4
Filing time
28 Mar 2022, 17:34:55 UTC
Previous filing
17 Mar 2022
Next filing
21 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $149,491 +2,283 +15% $65.48 17,228 24 Mar 2022 Direct
transaction DVA Common Stock Disposed to Issuer $149,519 -1,361 -7.9% $109.86 15,867 24 Mar 2022 Direct F1
transaction DVA Common Stock Tax liability $29,333 -267 -1.7% $109.86 15,600 24 Mar 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -2,283 -100% $0.000000* 0 24 Mar 2022 Common Stock 2,283 $65.48 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 The Stock Appreciation Rights were granted on June 6, 2017, which vested 50% each on May 15, 2020 and May 15, 2021.