JOEL ACKERMAN - 09 Aug 2021 Form 4 Insider Report for DAVITA INC. (DVA)

Role
CFO and Treasuer
Signature
/s/ Stephanie Berberich, Attorney-in-Fact
Issuer symbol
DVA
Transactions as of
09 Aug 2021
Net transactions value
-$4,957,518
Form type
4
Filing time
11 Aug 2021, 19:32:54 UTC
Previous filing
06 Aug 2021
Next filing
09 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $10,000,004 +145,159 +409% $68.89 180,659 09 Aug 2021 Direct
transaction DVA Common Stock Disposed to Issuer $10,000,135 -75,093 -42% $133.17 105,566 09 Aug 2021 Direct F1
transaction DVA Common Stock Tax liability $4,957,386 -37,226 -35% $133.17 68,340 09 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -145,159 -100% $0.000000* 0 09 Aug 2021 Common Stock 145,159 $68.89 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3 The Stock Appreciation Rights were granted on February 21, 2017, which vested 50% each on February 21, 2020 and February 21, 2021.
F4 Expiration date incorrectly reported as February 21, 2021 on Form 4/A filed on February 23, 2017.