Phyllis R. Yale - 22 Jun 2021 Form 4 Insider Report for DAVITA INC. (DVA)

Role
Director
Signature
/s/ Stephanie Berberich, Attorney-in-Fact
Issuer symbol
DVA
Transactions as of
22 Jun 2021
Net transactions value
-$627,787
Form type
4
Filing time
23 Jun 2021, 19:02:59 UTC
Previous filing
18 May 2021
Next filing
01 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVA Common Stock Options Exercise $359,177 +4,579 +48% $78.44 14,125 22 Jun 2021 Direct
transaction DVA Common Stock Disposed to Issuer $359,276 -2,889 -20% $124.36 11,236 22 Jun 2021 Direct F1
transaction DVA Common Stock Options Exercise $474,968 +7,178 +64% $66.17 18,414 22 Jun 2021 Direct
transaction DVA Common Stock Disposed to Issuer $475,055 -3,820 -21% $124.36 14,594 22 Jun 2021 Direct F1
transaction DVA Common Stock Sale $627,601 -5,048 -35% $124.33 9,546 22 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVA Stock Appreciation Rights Options Exercise $0 -4,579 -100% $0.000000* 0 22 Jun 2021 Common Stock 4,579 $78.44 Direct F3
transaction DVA Stock Appreciation Rights Options Exercise $0 -7,178 -100% $0.000000* 0 22 Jun 2021 Common Stock 7,178 $66.17 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2 Represents the weighted average sale price of $124.3266. The range of prices for the sale of these shares was $124.311 - $124.431 rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The Stock Appreciation Rights were granted on July 11, 2016. 100% vested on June 20, 2017.
F4 Price previously reported as $13.234 on Form 4 filed on June 20, 2017.
F5 The Stock Appreciation Rights were granted on June 16, 2017. 100% vested on June 16, 2018.