THOMAS R. STANTON - 01 Sep 2022 Form 4 Insider Report for ADTRAN Holdings, Inc. (ADTN)

Role
Chairman and CEO, Director
Signature
Michael Foliano, by power of attorney
Issuer symbol
ADTN
Transactions as of
01 Sep 2022
Net transactions value
+$21,030
Form type
4
Filing time
06 Sep 2022, 18:16:06 UTC
Previous filing
15 Aug 2022
Next filing
14 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADTN Common Stock Purchase $6,783 +296 +0.03% $22.90 855,753 04 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ADTN Phantom Stock Purchase $14,247 +619 +0.39% $23.01 158,917 01 Sep 2022 Common Stock 619 Direct F2
holding ADTN Stock Option 94,387 01 Sep 2022 Common Stock 94,387 $15.33 Direct F3
holding ADTN Stock Option 94,207 01 Sep 2022 Common Stock 94,207 $18.97 Direct F4
holding ADTN Stock Option 75,366 01 Sep 2022 Common Stock 75,366 $23.64 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares acquired through the automatic reinvestment of dividends paid on the issuer's common stock.
F2 Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.
F3 The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015.
F4 The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014.
F5 The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013.