Daniel J. W. Neal - Jun 4, 2021 Form 4 Insider Report for Broad Street Realty, Inc. (BRST)

Role
Director
Signature
/s/ Andrew P. Campbell as attorney-in-fact for Daniel JW Neal
Stock symbol
BRST
Transactions as of
Jun 4, 2021
Transactions value $
$0
Form type
4
Date filed
6/8/2021, 05:51 PM
Previous filing
May 28, 2021
Next filing
Jun 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRST Common Stock Award +9.88K +36.09% 37.3K Jun 4, 2021 By ABL, LLC F1, F2, F3
holding BRST Common Stock 734K Jun 4, 2021 Direct
holding BRST Common Stock 29.6K Jun 4, 2021 Custodian of account for child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received in exchange for membership interests in BSV Spotswood Investors LLC ("Spotswood"), pursuant to the previously disclosed Agreement and Plan of Merger (the "Spotswood Merger Agreement"), dated as of May 28, 2019, as amended on Nov. 27, 2019 and Dec. 27, 2019, by and among Spotswood, Broad Street Realty, Inc. (the "Issuer"), Broad Street Operating Partnership, LP and a subsidiary. Upon the closing of the transactions contemplated by the Spotswood Merger Agreement (the "Spotswood Merger"), the membership interests that were then outstanding were converted into the right to receive shares of the Issuer's common stock.
F2 As of the date immediately prior to the effective time of the Spotswood Merger, the last reported sales price of the Issuer's common stock on the OTC Pink Market was $1.30 per share.
F3 The reporting person is the managing member of a limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.